Cohon Raizes & Regal LLP

Business Law

Federal Regulation of Corporate Takeover Bids or Tender Offers
Traditionally, proxies of shareholders of corporate takeover targets were sought for votes in favor of the takeover. Rules issued by the Securities and Exchange Commission to regulate the content of proxies so that shareholders were able to make an informed decision provided some protection for shareholders. More...
Mergers
Disclosure and Shareholder Approval Requirements for Stock Options During Mergers More...
Investment Adviser Reporting Requirements
Investment advisers must file Form ADV with the Securities and Exchange Commission or with state offices for regulating securities. Investment advisers who manage $25 million or more in client assets must file the form and register with the Securities and Exchange Commission. Advisers managing smaller amounts of assets must file Form ADV with state securities regulators. More...
Business & Corporate Entities> Corporations> Directors & Officers> Compensation & Qualifications
(The Compensation Committee of Independent Directors for More...
Exchange-Traded Funds
Exchange-traded funds are open-ended registered investment companies regulated by the Securities and Exchange Commission under the Investment Company Act of 1940. The Securities and Exchange Commission has exempted exchange-traded funds from regulatory requirements in order to allow secondary trading on national exchanges of shares in exchange-traded funds. More...

Areas of Practice

  • General Civil and Trial Practice in all State and Federal Courts
  • Antitrust
  • Appellate Practice
  • Bankruptcy
  • Corporation
More

Contact Us

Contact Us

* required

  1. *
  2. *
  3.  
  4. *
  5. *

This web site is designed for general information only. The information presented at this site should not be construed to be formal legal advice nor the formation of a lawyer/client relationship. Cohon Raizes & Regal LLP website is powered by LexisNexis® Martindale-Hubbell®. || Sitemap